Case study · Clinical development

One governed clinical trial data platform, from site data to submission datasets

A growing biotech ran several trials through different vendors: an EDC system, central labs, eCOA, wearables and imaging. Each study rebuilt its data pipelines from scratch, and the path from raw data to submission datasets lived in programmers' heads. The goal was one platform with lineage, quality and audit trails built in.

Case studyLife sciences · BiotechSumanta Mukhopadhyay9 min read
#healthcare#data#governance#regulation#architecture
CASE STUDY · CASE STUDY · CLINICAL DEVELOPMENT28 Oct 2026 · 14:20 GST
At a glance
SectorLife sciences · Biotech
My rolePrincipal data architect and fractional CTO
EngagementArchitecture, build and validation
ScopeIngestion, standardisation, SDTM, lineage, quality, audit
What changed
  • Every submission dataset traceable back to its source records
  • New studies start from shared ingestion and mapping patterns
  • Data quality checks run on every load, visible to data managers
  • Audit trails and access controls designed in, ready for validation
EDC and vendor feedsCDISC SDTMControlled terminologyData lakehouseLineage catalogueValidation rulesAudit trailStatistical computing environment

Anonymised composite. Client names, identifying details and confidential figures are withheld; public facts are cited in the references.

The situation

A biotech with several programmes in clinical development worked, like most of its peers, through vendors: one for electronic data capture, others for central labs, patient-reported outcomes, wearable devices and imaging. Each study's data team built its own transfers, mappings and checks. Submission datasets were produced by statistical programmers working from extracts, and the reasoning behind many transformations existed only in their code and memory.

As the pipeline grew, leadership saw the risk: every new study cost the same effort as the last, and an inspection question about where a value came from could take days to answer.

What had to be true

  • Traceability from every submission value back to its source record and every transformation in between.
  • Reuse across studies: shared ingestion, mapping patterns and checks, not bespoke pipelines per protocol.
  • Quality visible early, to data managers during the study, not at database lock.
  • Audit trails and access control by design, suitable for computerised system validation.
  • Vendor independence: changing an EDC or lab vendor should not mean rebuilding the platform.

The regulatory direction supported this. ICH finalised the revised Good Clinical Practice guideline, E6(R3), in January 2025, and commentary highlights its risk-proportionate approach and a new data governance section that acknowledges digital trial data handling1. In the EU, the principles and Annex 1 applied from 23 July 20252.

Architecture

Sources
EDCcase report formsCentral labsresults and rangeseCOApatient-reported outcomesDevices and imagingstreams and reads
Land
Raw zoneimmutable, per transferTransfer agreementsversioned specsAccess controlblinded and unblinded
Standardise
Mapping to SDTMversioned, reviewedControlled terminologymanaged centrallyDerivationsshared library
Assure
Validation rulesevery loadData reviewdata managersLineage and auditwho, what, when, why
Use
Statistical computinganalysis datasetsSubmission packagedatasets, define, guidesCross-study analyticsgoverned access
Raw data never changes; every transformation above it is versioned, checked and traceable.

The data flow, end to end

  1. ReceiveVendor transfers land as-is in the raw zone, checked against the transfer agreement
  2. ValidateStructural and content checks; failures returned to the vendor with reasons
  3. MapVersioned mappings produce SDTM domains with controlled terminology
  4. ReviewData managers work issues in a shared review queue during the study
  5. TraceLineage records each value's source and transformations
  6. DeliverAnalysis and submission datasets built from locked, traceable versions
Quality problems are found while the study runs, when they are cheap to fix at the site.

Submission requirements anchored the design. The FDA lists the study data standards it supports and requires, including SDTM versions, with dates from which each version is supported and then required3. Building SDTM mappings as versioned, reviewable assets meant a standards update became a controlled change rather than a scramble.

The hard part: one mapping layer for many protocols

Every protocol is different, and the temptation is to treat every study as a special case. The platform separated what genuinely varies by study, such as visit schedules, endpoints and specific forms, from what doesn't, such as demographics, adverse events, concomitant medications and lab structures.

  • A shared library of mappings and derivations for common domains, with study-level extensions rather than copies.
  • Controlled terminology managed centrally, so the same concept is coded the same way across studies.
  • Mapping specifications stored with the code, reviewed like code and versioned with each data cut.
  • Blinded and unblinded data separated by access control and environment, not convention.

The question an inspector asks is simple: where did this number come from? A platform is ready when anyone on the team can answer it in minutes.

How it ran

Data management
  1. Transfer agreements
  2. Ongoing data review
  3. Database lock
Platform
  1. Ingestion and checks
  2. Mapping library and lineage
  3. Environments and access
Quality
  1. Validation plan
  2. Audit trail review
  3. Inspection readiness
Quality involved from the start, so validation followed the build rather than chasing it.
Phase 1Foundations
  • Raw zone and access model
  • Transfer agreements
  • Validation plan
Phase 2Pilot study
  • Core SDTM domains
  • Checks on every load
  • Lineage captured
Phase 3Shared library
  • Common mappings
  • Central terminology
  • Second study onboarded
Phase 4Validate and scale
  • System validation
  • SOPs and training
  • Portfolio onboarding
A single study end to end before generalising, so the shared library was based on real needs.

Key decisions and trade-offs

DecisionAlternativeWhy
Immutable raw zone per transferOverwrite with latest vendor fileAny result can be reproduced from the exact data received
Mappings as versioned codeSpecifications in spreadsheetsReviewable, testable and traceable changes
Shared library with study extensionsCopy and modify per studyFixes and standards updates apply everywhere
Checks during the studyClean-up before lockIssues resolved with sites while they are fresh
Audit trail designed inRely on system logsPart 11 expects secure, time-stamped audit trails of record changes

For systems that create or modify records required by FDA regulations, 21 CFR Part 11 sets expectations for electronic records, including secure, computer-generated, time-stamped audit trails4. Designing those in from the first phase was far cheaper than retrofitting them.

What I'd do again, and differently

Again: one study end to end before building the shared library, and quality at the table from the first week. Differently: negotiate transfer agreements with vendors as part of platform work, not study start-up. Consistent vendor formats are what make shared mappings possible. Related approaches are in data contracts and FHIR to OMOP architecture.

If your clinical data is growing faster than your ability to trace it, the healthcare data architecture page describes how I work, or analyse your challenge and bring the result to a call.

References
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FAQ

Common questions

What changed in ICH E6(R3)?

The revised Good Clinical Practice guideline was finalised by ICH in January 2025, with the EU applying the principles and Annex 1 from 23 July 2025. Commentary highlights a stronger focus on risk-proportionate quality and a dedicated data governance section that acknowledges digital trial data handling.

Why build lineage from source data to SDTM?

Because reviewers, auditors and your own statisticians need to know where every value in a submission dataset came from and what transformed it. Lineage turns that from tribal knowledge into something you can show.

Does a platform like this need validation?

Systems that create or modify records required by FDA regulations fall under 21 CFR Part 11, which expects secure, computer-generated, time-stamped audit trails among other controls. Validation scope should be agreed with quality early.

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